by Brent Dean Robbins, Duquesne University
The nafs is a sea of calm
until it roars.
The nafs is a Hell that
radiates little heat.
The nafs is an ankle-deep
river you drown in.
Better to be ignorant of worldly
concerns,
better to be mad and flee from
self-interest,
better to drink poison and spill
the water of life,
better to revile those who praise
you,
and lend both the capital and the
interest to
the poor, forgo safety and make
a home in danger.
Sacrifice your reputation and become
notorious.
I have tried caution and forethought;
from now on I will make myself
mad.
-Rumi
He who would gain his life must lose it.
- Jesus Christ
In Sufi mysticism, the "nafs" is the word for the "ego-self," that awareness of oneself as separate from others and God. Rumi, as presented by Helminski (1998), writes as if there are two kinds of madness which should be distinguished. When Rumi writes that he will, from now on, make himself "mad," he means that his madness will take the form of "the freedom from all self-seeking pursuits" (Helminski, 1998, p. 10). Yet, this type of madness is different from our Western conception of madness as a form of psychopathology; that is, as a form of suffering. What are we to make of this? Why would anyone want to go mad? In this paper, I hope to dialogue with various mystical traditions in order to explore this issue. I seek no answers, but, rather, will endeavor to approach this topic with the attitude of play -- it is a play with language, the concealing-revealing advent of Being -- which, for me, seems the only genuine way to go about writing on this topic. By its very nature, the madness of which Rumi speaks is an existential mode which defies categorization. The only way to catch sight of the phenomenon, in a sense, is to dance around it, point toward it, play with it, just be open to it. Any description in language will inevitably be inadequate -- yet, certainly worth the effort regardless.
What is my method? Very simply: Play. I have written no outline at the outset of this writing. I have gathered texts around me which I will dialogue with; among them, R. D. Laing, Alan Watts, Joseph Campbell, van den Berg, and others. I don't know which one I will gather along the way -- some will call to be dialogued with, others will be set aside, no longer seeming pertinent. I am attempting to write this paper with a sense of spontaneity which, I am guessing, will lend itself to the topic of madness and liberation. Ultimately, this is less a paper about madness, per se, than it is a paper about liberation from madness. Madness, perhaps, is one form of liberation. Yet, this "madness" seems so different from the "madness" from which we suffer. There seems to be a madness of liberation and a madness of bondage (suffering) -- ultimately, it may turn out that the two are not so different after all. I can't say. Rather, I must allow the phenomenon to unfold. For the sake of the reader, of course, I will be editing this paper upon completion, being careful to maintain the spontaneity of the unfolding process. Should this method turn out to be a disastrous mess, so be it. Madness can certainly be a disastrous mess, and it may be, after all, the inevitable consequence of attempting such an audacious project.
Rumi writes that, entering madness, he abandons "cautiousness and forethought," but, to me, another way to talk about that is "play." It is no surprise to me that madness is seen as a form of "regression" to childhood. Childhood is that period in development prior to the establishment of identity -- of that separate self or "nafs" to which, in time, we come to feel so protective. Rather, the child exists in a syncretic union with the world and others. There is, as yet, no separate self. On the other hand, our inability to distinguish the child from the madman and the madman from the mystic, to me, speaks to the noetic quality of all these experiences which exist in a world beyond convention. On a deeper level, we intuitively realize that these experiences are not identical, yet they share similar qualities. From the perspective of the rational, "post-operational," Western adult, they bleed together into one common experience which resists classification.
In my own work, I have attempted an endeavor, bold as it may be, to distinguish between these states of being human. Again, this is a form of classification which these experiences resist, but I think it is a worthy endeavor nonetheless -- so long as I continue to maintain the humility to realize that the project is not so much about an attempt to discover the "essence" of these experiences as much as an attempt to point toward what, to be understood, can only be directly experienced. Thus far, my work in this area has taken three forms: explorations of a) fairy tales, b) Freud's case study of Dr. Schreber, and c) research on joy. This paper is an effort to combine my research on these topics in a spontaneous manner in order to address the topic of madness and liberation. Ultimately, this excursion will require a stop at Cader Idris.
THE MAGIC OF FAIRY TALES & THE EMERGENCE OF MODERN ADULTHOOD
In my research on fairy tales, I discovered that fairy tales found their origin in oral folk tales as a means for communities to develop common understandings of natural occurrences and to serve as ways to structure the meaning of communal events. Fairy tales were born with the invention of the printing press, such that the oral tradition of these tales took the form of the literary tradition of fairy tales. What we consider today as fairy tales, however, evolved from one type of folk tale tradition known as the Zaubermarchen or the "magic tales" (Zipes, 1993, p. 11). These tales, in particular, were co-opted by French writers of the late 17th century, and, thereby, transformed into literary tales that "addressed the concerns, tastes, and functions of court society" (Zipes, p. 11).
The institutionalization of the fairy tale as a literary genre was intended, first, interestingly enough, for educated adult audiences and only later for children. Prior to the 1700s, there was no literary fairy tale for children (Zipes, p. 22). The question immediately arises: What occurred in the 1700s which suddenly motivated society to develop fairy tales specifically geared toward children? Following Zipes' thought, the literary fairy tale for children emerged with "the rise of a 'state of childhood'" by the end of the 17th century due to the "rise of a greater discrepancy between adult and child as the civilizing process became geared more instrumentally to dominate nature" (p. 22). Placed in the context of French society in the late 17th century, the fairy tale began to be used as a tool to socialize the child by cultivating "feelings of shame" and by arousing anxiety in children "when they did not conform to more inhibiting ways of social conduct" (p. 22).
If one compares Zipes' (1983, 1993) theory with van den Berg's (1961) train of thought, there is an unmistakable agreement in their conclusions. "Fairy tales," wrote van den Berg, "came into existence when adult and child parted" (p. 79). In order to understand this phenomenon further, it would serve well to follow other historical trends which mark the period in which the "state of childhood" arose.
At about the time when oral folk tales, particularly the "magic tales" of the Zaubermarchen genre, were being institutionalized into the literary tales of French court society, momentous changes were occurring within the intellectual communities of the age. Hillman (1975) marks a trend beginning in the Christian and Cartesian views in the 15th century which eventually led toward the relegation of imagination (what he calls "personifying") to children, primitives, and the mad. For Hillman, the incarnation of this movement was embodied by Marin Mersenne (1588-1648) (p. 3). In a similar discussion, Berman (1989) includes Mersenne with thinkers such as Kepler, Galileo, Steven, Cardano, Bacon, Descartes, and Gessendi as "leading figures of the first stage of the Scientific Revolution (say, from 1580 to 1650)" (p. 237). Mersenne was an avid campaigner for Descartes and Galileo, as well as a veracious campaigner against anything having to do with magic and the occult, including alchemy and any form of animism or Hermeticism. Berman (1989) sums up Mersenne's thought as a general tendency "to resolve miraculous, occult and religious issues in mechanico-mathematical terms" (p. 240).
Mersenne's vision has been realized in our age, although probably much different than how he had intended. We live the legacy in which Church Aristotelianism shifted toward modern science -- not as "a shift to an age of reason, as has so often been said, but from an age of one faith to an age of another faith" (Berman, p. 249). Yet, "modernity" retains the ascent structure of the Church, though in a secularized version. No longer inclined to believe in a "spiritual ascent," the modern world resorts to "the modern equivalents of the equations and methodology developed by Newton and Galileo to make the ascent to the heavens in a direct, material way" (Berman, p. 249). This insight is echoed in Romanyshyn's (1989) brilliant interpretation of modern humankind as Homo astronauticas seeking to escape death by simultaneously escaping earth by penetrating into space and escaping the corpse-like body of modern science through technology.
Van den Berg (1961) discovers a similar phenomenon in his discussion of miracles. In the understanding of Mersenne's vision, one can see that it appears to conform to van den Berg's discussion of the belief in miracles as "spoiled nature" (p. 201). Miracles as "spoiled nature" occur when miracles are explained in terms of natural science. Descartes exiled God to a position in which He is understood as the first cause, thereby relegating God to a distant past, removed from the world of everyday human beings. For van den Berg, if God is to reappear within the Cartesian view of reality, "Which has become foreign to him, in the shape of an 'objective' fact among other "objective facts', then this means that God dies" (p. 201).
The Cartesian worldview understands a world in which miracles can no longer occur. God has been removed to a distant past in which "distance" pervades the world. "Truth" is that which is held at a distance - the "objective" view, which Romanyshyn (1989) traces back to the emergence of linear perspective in painting as early as 1435 with Leon Battista Alberti (p. 35). All of the changes which have occurred and, in turn, coalesced in "modernity" as we know it, comes down to increased distance. As van den Berg (1961) writes:
Future and past
have become invisible; the present is in a tremendous hurry to pass us.
The child today is far away from adults;
adults have
less real mutual contact. But all these increased distances are reflections
of but one single one: the increased
distance of
God (p. 190-191).
Now, what has all this to do with fairy tales? Recall that "fairy tales" emerged from the "magic tales" of the oral folk tradition. It is these tales which Zipes (1983), in his socio-historical analysis, follows in a direct line from the French fairy tale of court society to the Walt Disney cinematic fairy tale of, what he calls, the "culture industry" (p. 23). If contemporary fairy tales have been greatly informed by the aesthetics and ideology of the 17th and 18th century French fairy tales "which have become part and parcel of the general civilizing process in the West," one must ask: Why, of all genres of oral folk tales, did the French writers co-opt the "magic tale"? (Zipes, p. 16).
As we've seen, the "general civilizing process" of which Zipes speaks involves the modern Cartesian worldview embodied in the figure of Mersenne and his contemporaries. Mersenne's crusade to rid the world of paganism results, as Hillman argues, in the casting of the soul-making of personifying as animistic in a pejorative sense, legitimate only for "primitive" people, children or the insane. It was at precisely this time in history when the fairy tale, once intended for adults, began its transition into a genre merely suited for children. Yet, even prior to this, the French fairy tales had already begun to transform the magic tales into a form better suited to the worldview of the rising bourgeosie. It is here, therefore, that I set forth the argument that the French fairy tales of court society specifically co-opted the Zaubermarchen oral tradition as a means to harness the dangerous power of the magical world view contained therein. In doing so, the tales were transformed to conform to the arising social standards of the French elite. In time, however, as the world was systematically "de-souled", the fairy tales remained, and the Disney animators continue in handing down the now classic tales to the youth of our day. Yet, transformed through the ages, there remains at the core of these tales the slightest glimmer of the magical worldview from which they arose.
Despite van den Berg's (1961) claim that fairy tales are "cruel" and foster the child's distance from the mature, "rational" adult, the tales do appear to thoroughly engage children the world over. As Zipes (1983) notes, children between the ages of five and ten are the prime audience of fairy tales of all kinds. What is it about these particular youngsters which makes the fairy tale so appealing to them? From Piaget (1955, 1967), we know that children, during this phase of development ("preoperational" and "concrete operations"), believe in the magical relationship between thought and things, regard inanimate objects as animate, respect authority in the form of retributive justice and expiatory punishment, see causality as paratactic, do not distinguish the self from the external world, and believe that objects can be moved in continual response to their desires. So, based on Piaget's observations, it appears that the child's conception of the world is generally affirmed by the fairy tale. Furthermore, in setting the stage for "formal operations", the animism and egocentricism of children give way to socialization and greater conscious interaction in society and, as a consequence, there is a general rejection of the fairy tale by age ten.
If one goes a step further and examines Piaget's description of the world of the child, there is an unmistakable similarity between his understanding of the "preoperational" stage and what is often regarded as "primitive" thinking. In fact, Johnson (1996) also noticed this tendency in Piaget. She argues that Piaget's conception of the "child-as-primitive" fosters the separation between adult and child. As a consequence, the relationship between adult and child is impaired, resulting in, for example, "patronizing conversations" and the reliance of parents on "the assistance of psychological experts" to interpret their children (p.37). As Johnson notes:
The child-as-primitive
analogy rests on an implicit teleological
assumption that
what we know as adult, Western consciousness is the
natural, inevitable,
and most desirable end to development (p. 37).
According to the Piagetian model, "adult" thinking is characterized as "formal operations." As Rybash, Hoyer, and Roodin (1986) note, there is are implicit weaknesses in "formal operational" thinking. Most importantly: Formal thinking is only suited for the problems that call for scientific thinking and logical mathematical analysis. In other words, "formal" thinking conforms to the rational worldview of the Cartesian espoused by Mersenne and exemplified by Newtonian physics.
Formal thinking is the rational thought which places itself at a distance from the lived world, a second order abstraction which, in "Western consciousness", becomes the "real world." It follows, then, that the child, initiated into the "real world" of the Western adult, loses interest in the fairy tale which had once enchanted him or her. One must then reconceptualize the notion that the "state of childhood" arose with the emergence of the Cartesian worldview. It would be more accurate to say that the "state of adulthood" arose at this time -- for it is in the world of the child that the Western adult has relegated his or her lived world in order to be a "rational" adult. And it was at this very same time that the "magic tales", once belonging to the community as a means to explain natural occurrences, were also relegated to the world of the child.
BETTELHEIM: THE FAIRY TALE AS NETHERWORLD
Bettelheim argues that the fairy tale estranges the child from the "real world" and allows him or her to deal with deep-rooted psychological problems and anxiety-provoking incidents to achieve autonomy. As Bettelheim explains: "The form and structure of fairy tales suggest images to the child by which he (or she) can structure his (or her) daydreams and with them give better direction to his (or her) life" (p. 7).
According to Bettelheim's theory, the fairy tale structures the imagination of children by confronting the child with the darker aspects of life, such as death, aging, the limits of existence, and the wish for eternal life. Furthermore, the fairy does so by presenting the child with these existential dilemmas in a simplified form. The mechanism of this confrontation involves presenting the child with a hero figure who encounters these dilemmas, yet, in the end, emerges victorious. "It is not the fact that virtue wins out at the end which promotes morality," explains Bettelheim, "but the hero is most attractive to the child, who identifies with the hero in all his (or her) struggles" (p. 9).
Bettelheim recognizes that the adult is often tempted to answer a child's questions from the perspective of adult rationality. Furthermore, many parents might be prone to view fairy tales as harmful since they do not describe the "external world" and "reality." Yet, as Bettelheim adeptly points out, "the 'truth' of fairy stories is the truth of our imagination, not that of normal causality" (p. 117). Bettelheim is aware that children cannot relate to the worldview of the adult. When the adult gives answers to the child which the child cannot understand, this merely adds to the child's confusion. He or she becomes even more terrified of a world which he or she is only beginning to move into. The fairy tale, on the other hand, speaks in the language of the child's world, and, in turn, assists the child in coming to grips with his or her ambivalent feelings toward his or her parents. Moreover, the fairy tale, in promising victory, provides the child with the needed security to risk the move into the alien world beyond the front door.
In her essay, "The Child Meets the World," Wenkart (1973) writes:
The child's vehicles
for expanding into the world, besides his
senses, are
his voice, his thoughts, his feelings, and his fantasies. From
the other direction,
the sociocultural order exerts a drawing-out power;
inviting the
child to come join in the living that surrounds him"
(p. 192).
From this understanding, one could view fairy tales as arising from a 'netherworld' in which the sociocultural order meets the world of the child's fantasy, thereby shaping the child's fantasies in such a way that the child is prepared to meet the struggles of the world. For Bettelheim, the fairy tale also assures the child that his need to engage in fantasy, or his inability to stop doing so, is not a deficiency (p. 111). Interestingly, this appears to echo the very history of the fairy tale itself. The literary fairy tale of French court society appeared within the period of history in which the "magical" explanations of events, set forth in the oral tales of the Zaubermarchen, were to be replaced by the Cartesian worldview of modern science. Therefore, the legacy of the fairy tale itself appears to occupy just such a 'netherworld.'
Bettelheim's understanding of fantasy can be clarified by Knowles' (1986) distinction between imagination and fantasy. Knowles persuades the reader that "imagining" is the existential aspect of Erikson's third stage of development, which involves the crisis of initiation vs. guilt and is resolved by the development of "purpose." According to Knowles, "imagining," as the existential aspect of "purpose," involves "the experience in which one forms an image of the possible" (p. 75). In contrast, fantasy "stems from fear and is in the service of evasion" (p. 75). Fantasy must overcome its evasiveness by becoming "integrated in the act of imagination" (p. 76). This stage, corresponding to Freud's phallic stage, involves the child's movement into the world, and, in turn, the constrictions imposed by the forces which civilize the child.
In light of Knowles' reading of Erikson in the light of Heidegger, the fairy tale can be understood as taking part in molding the child's fantasy into an imagining. In so doing, the child may move from a position of mere fantasy to active engagement with the circumspective, instrumental world. According to Bettelheim's understanding of the fairy tale, the child's identification with the hero is the impetus for this move from fantasy to imagining.
Based on my own research with children and fairy tales (Robbins, 1997), Zipes' (1983, 1993) claim that fairy tales appear to arouse feelings of shame and anxiety appears to be problematic. Rather, I found that children brought their own anxieties to the stories. The stories the children made up on their own were full of dangers, particularly animals devouring each other or hurting/killing human beings. Based on these findings, it seems more accurate to say the child brings his or her own anxiety about the dangers of the world to the context of the tales, not vice versa.
Knowles' (1986) distinction between "fantasy" and "imagining" helps explain the way these children take up these stories. The child is already engaged in fantasy. These fantasies fill the gaps in the child's understanding of the world. When the child talks about insects, for example, he fantasizes about the dangers of the insects that sting, bite and claw. In resolving these thoughts, he warns about going near beehives and dogs that bite, but these are negative, disengaged approaches which imply a fearful disengagement from a world filled with danger. The fairy tales, on the other hand, depict heroes moving out into the dangers of the world, facing such dangers, and emerging victorious. This is not a terrified disengagement from the world (fantasy), but, rather, a move which implies industrious action, through imagining, to protect oneself while moving through the potentially dangerous world. Such a move opens up a whole array of new possibilities for the child.
There seems to be more to these animals than their capacity to devour, however. Berman's (1989) elaboration on Lacan and Winnicott may help to understand this phenomenon. The five and six-year-old child, based on Lacanian theory, has not yet developed a stable sense of the "I", differentiating the Self from the Not Self. Berman takes this a step further. According to his elaboration on Lacan, the study of the historical relationship between human beings and animals is a "more reliable mirror than the mirror, per se -- because the nonhuman living world is the most obvious Other around" (p. 66). Berman argues that how we relate to animals is emotionally and cognitively "isomorphic" to how we relate to our own bodies. Furthermore, this knowledge takes us directly into the Self/Other relationship which is "packed" in the culture or historical period studied. For Berman, animals and cave art were, in some sense, the first Transitional Objects. If I understand Berman's position correctly, this appears to be somewhat preserved in children. Children find animals irresistable, "not because they regard them as simplified human beings, but because they find them radically foreign" (p. 67).
Further, in my study of the spontaneous stories of children, I found that their stories do not contain hero figures. Yet, the stories are full of animals. Yet, if we are to take Bettelheim on his word, the child is to identify with the hero and this is how the child's fantasy life is structured through the tale. Does the child identify with the hero? When seeing children act out their stories together, the answer is certainly "yes." The children both identified with hero figures and proceeded to act out a story as these characters, although they sometimes fell out of character. Based on these findings, Bettelheim must be credited with the insight that the child's fantasy does seem to be molded by identifying with the hero. When telling their own stories, the children were unable to imagine a central, hero figure in which to build a plot around. However, through identifying with a hero figure in a story, the children may then begin to develop a sense of story.
In terms of "content", the children's stories do not contain hero figures. This appears to be related to the finding, in terms of the "structure," that the children's stories were not organized by a traditional narrative structure with a beginning, middle and end built around a theme. A traditional narrative structure implies a central hero figure with which to develop a plot around. Without a central hero figure, a story merely unfolds randomly with little sense of a unified whole. This is an insight which Bettelheim implies, yet never fully explicates.
This makes sense if we consider that the child is not as fully differentiated from the Other. In turn, the child can be said to lack a fully differentiated "I" or "ego." Such a differentiated "I" involves one's sense of identity over time. From the "I", it can be argued, one develops the sense of continuity in which to organized the events of one's life into a meaningful whole -- that is, a narrative. If the child has not yet developed a stable "I" or "ego," it follows that the stories the child tells will not contain a hero, the archetype of the "ego." Moreover, as Ricoeur (1991) has stated, narrative structure is essentially temporal.
Ricoeur (1991) has spoken of life as "an activity and a passion in search of a narrative" (p. 29). Human experience is mediated by the stories we have heard, which we incorporate into our own stories. In this sense, one's identity can be understood as a "narrative identity" (Ricoeur, p. 32). As Ricoeur elaborates:
...we never cease
to reinterpret the narrative identity that
constitutes
us, in light of the narratives proposed by our culture.
In this sense,
our self-understanding presents the same features of
traditionality
as the understanding of a literary work. It is in this
way that we
learn to become the narrator and the hero of our own
story,
without actually becoming the author of our own life. (p. 32).
From this perspective, one can do a Heideggerian reading of the child's engagement with stories, including fairy tales. From a Heideggerian perspective, the child is not "socialized" in the sense in which sociality is somehow added on to the child. The child, as a human being, is fundamentally a being-with-others. Yet, the child must learn to move in the world as "everybody" does. "Fallenness" as the existential care structure, explicated by Heidegger (1926), is that fundamental structure of the human kind of being (Dasein) which constitutes being as everyone else is (das Man). From this Heideggerian ontology of Dasein, the child can be understood to be "socialized" into "everydayness" (publicness) via the stories which give meaning to the everyday events of the world. The "authentic self" becomes covered over in one's "fallenness" when one understands themselves as everyone else does. Yet, "fallenness" is an equiprimordial existential of the care structure, without which the person (in this case, the child) has no ready-made answer to the question of the meaning of being. As a result, the person comes to understand themselves via the meanings given to them from their cultural heritage; that is, the person understands themselves via the stories of their particular culture.
As Ricouer (1991) explains:
"...the self does not know itself
immediately, but only indirectly by the detour of the cultural signs of
all sorts which are articulated on the symbolic mediations which always
already articulate action and, among them, the narratives of everyday life"
(p. 198).
The human being is motivated to understand him- or herself as a being of primary value. As Becker (1973) understood, culture involves a "symbolic action system" involving customs and roles to guide behavior. From Ricouer, it is possible to elaborate on this notion by saying that it is through narrative (and the language which constitutes narrative) that such a "symbolic action system" is manifested. Yet, for Becker (1973), this boils down to a "vital lie" which assists the child in developing a "mature" character which is merely a "practiced deceit," which masks the terror at the realization of one's radically contingent existence. Similarly, Heidegger understands that, fundamentally, Dasein (the human kind of being) is a being whose being is at issue. It is das Man via the "cultural action system" which supplies the child with a provisional answer to the question: "Who am I?" Fairy tales, from this perspective, may be included as part of our narrative heritage
I must concur with Johnson's (1973) critique of the "child-as-primitive." The child cannot be understood as "primitive" if that which is "primitive" is merely a Non-Western "cultural action system." After all, the oral "magic tales" which have been passed down to us as the literary fairy tale has a narrative structure and involves heroes. The "magic tales" were the narrative by which a culture of the past answered their own questions regarding the meaning of existence. The child, on the other hand, must learn the stories of his or her age, so he or she may move in the world as everybody else does. The child is a being whose being is at issue. And, if the child is not to shrink back in terror at the mystery of creation, he or she will "mature" into the "practiced self deceit" necessary to move into the world with a sense of indestructibility, without which he or she could not move into the world at all. The fairy tale, as we've discussed, is one medium which assists the child in doing so.
In conclusion, the appearance of the 'state of childhood' can be understood in a new light. In the days when "magic tales" were spun to explain the mysteries of existence, these tales were spoken in a language in which all ages could comprehend. With the onset of modern science, we continue to find explanations for the mystery of existence. Yet, these explanations are so distant that the child, so close to the lived world, cannot comprehend them. In this sense, the fairy tale, as the 'netherworld' in which the "cultural action system" may speak in the language of the child, can be understood as a provisional form of narrative for the child. At about the age of ten, when the child begins to think in accordance with Piaget's "operational" stage, the child will have learned to see the world from the distant gaze of our technological age, for better or worse. At this time, the child will have no more need for fairy tales. It is only later, as an adult, that the person will re-read these tales in wonder at what the costs may have been in leaving such an understanding of the world behind.
From the research on fairy tales, one can draw the conclusion that childhood departs with the formation of the ego-self, when the person takes on the "practiced self-deceit" of one's "cultural action system." If madness is a regression to childhood, then it is also a return to an existence which is not bound by an ego-self. The madness of which Rumi seeks is the madness which breaks through the bondage of the ego-self in order to discover the liberated existence which exists "beyond" convention. Madness as "psychopathology" can go either way -- it can be an exaggeration of the ego-self at its extreme or it can be a loss of ego. In this sense, "psychopathology" is understood as the "logos" of the "pathos," the "structures of suffering" (Barton, 1998). Tentatively, we can say that the child is a pre-storied, pre-ego existence; the madness of 'regression' is a return to a pre-storied, pre-ego existence in such a way that one suffers; the madness of an 'exaggeration' of the self is the grasping of the ego of the "cultural action system" such that one suffers; and the madness of liberation is a kind of freedom from the grasping of the ego-self or "nafs" which Rumi seeks. The madness of liberation, therefore, is the existence which corresponds to the mystic, shaman, saint, prophet, artistic genius, etc. -- all those apparently mad forms of existence which are an urge toward liberation and creation rather than suffering and destruction. The "primitive" can be distinguished from both childhood and madness, for the world of the "primitve" is simply a different "cultural action system" than the white European's "cultural action system." From the perspective of Western rationality, the "cultural action system" of the "primitive" seems just as "irrational" as the child and the madman. Yet, the "primitve" has guiding narratives which are taken up by the children as they mature into adulthood and take on the ways of their culture, similar to children in our culture. Already, I'm in trouble, because as soon as I make these distinctions, I am already within the confines of convention. But, never mind that: These are merely signposts. It will serve well to elaborate on these distinctions in light of the idea of "magic" -- that supposed "power" which still shines forth in the fairy tales of our childhood.
MAGICAL THINKING
As elaborated above, "magical thinking" is often used to describe the thinking of the child. "Magical thinking" is defined by Ward (1989) as "the reification of the subjective, confusion of self with non-self, and the attribution of causation to phenomenon linked only by similarity and continuity" (p. 248). Two laws are operative in "magical thinking': the law of similarity and the law of contagion. Under the law of similarity, or 'like produces like', similarity is confused with identity, and "all subjects with similar predicates appear identical and thus can be perfectly interchanged" (Wilbur, 1981, p. 49). Under the law of contagion, proximity is confused with identity, and things or entities once in contact are always associated, or 'cross-contaminated' (Wilbur, 1981, p. 49). Any part of the entity contains the whole essence of the entity. Traditionally, this phase of childhood is considered to be a lack of adult rationality rather than as a legitimate world-view in its own right. For Freud, the existence of such "magical thinking" in adulthood is a sign of regression, a mark of madness. Freud argued that "the ability to accurately perceive and respond appropriately to external reality as opposed to relying on the belief in magical wish fulfillment is a central concept in distinguishing normal from abnormal conditions" (Zusne & Jones, 1990, p. 322). One finds a similar perspective in Piaget, who also understood "magical thinking" to be a departure from reality. "Magic and autism," writes Piaget (1977), "are...two different sides of one and the same phenomenon - that confusion between self and the world which destroys both logical truth and objective existence" (p. 152).
Ironically, Piaget (1977) refers to the "magical" world of the child as "egocentric." He observes that the child, prior to the emergence of the awareness of a separation between self and other, assumes that others already know her thoughts and that the world revolves around her needs and desires. When the child first begins to ask questions, the "whys" so characteristic of the child when she begins to differentiate herself from others, the world has already begun to frustrate the child's desires and, thus, penetrate her "egocentric" world. This is the world of the pre-narrative, pre-storied self, prior to the emergence of the "specular I." It is also pre-ego, so the term "egocentric," as used by Piaget, is misleading and wrongly conceived. Yet, along with the limitations of this phase of life as elaborated by Piaget, the child also has the incredible capacity to play. It is interesting that when Piaget talks about play, he always mentions the absence of objective observation: "No objective observation or reasoning is possible," he writes: "There is only a perpetual play which transforms percpetions and creates situations in accordance with the subject's pleasure" (p. 151). It almost seems as if play and awareness of objective awareness are mutually exclusive phenomenon, and a child (or an adult) cannot do both at the same time.
What are we to make of this? What Piaget terms "objective" can also be understood as "convention" -- the "social action system" of our culture. As soon as one takes for granted the "social action system," play becomes a difficult state of being to achieve, for play involves a departure from the already differentiated state of things as defined by the culture. Rather, it is an entry into a world far less differentiated, if differentiated at all (Langeveld, 1983). The child views the world in ways which are lost to the rest of us, yet which can be regained through a return to play. Through play, we return to a world which holds possibilities closed off by the conventional acceptance of the is-ness of things. Here, the world can again become "magical." Yet, as Freud and Piaget assert, this is tantamount to insanity. Play is madness.
Clearly, this needs some clarification. I mean, play is madness?! Yet, this is what Rumi seeks: the world "beyond" the differentiated world of convention. When the child learns the "objective facts" of adult rationality, she enters into what the Hindus called maya, that is, delusion or "magic" (Watts, 1974). Maya is the world of duality, which is delusion in the sense that it blinds us to the essential unity of all that exists as part of Brahman, the godhead. Campbell (1968) elaborates:
Duality...is
an illusion of the sphere of space and time (maya): both our fear
of
death (mara)
and our yearning for the pleasures of this world (kama) derive from,
and
attach us to,
this manifold delusion...All individuation is a mere appearance, an effect
of
space and time,
which are themselves nothing more than the forms of my cerebral
capacity for
knowledge and the conditioning factors, consequently, of all objects of
that knowledge
(p. 79).
The mystic experiences a world beyond duality -- an experience which resists description in language, yet has the character of a feeling of oneness with the universe, a merging of self and other, which is powerfully transformative. For Piaget and Freud, this is a mere regression to childhood, and, thus, a form of madness. If this is the case, then sanity is delusion, according to the mystic tradition. Play is freedom from delusion, from maya.
JOURNEY TO CADER IDRIS
If madness is a freedom from delusion and allows for the possibility of play, why do so many people suffer from madness? Why is madness today equivalent to a horrible existence which we must find ways to 'cure?' To answer these questions, we must make a trip to Cader Idris, the high mountain of North Wales. According to Celtic tradition, those who traveled there and spent the night were destined either to die, go mad, or to become a visionary poet (Freeman, 1998, p. 29).
Those Celts who survived the trip to Cader Idris became known as filidh, a title which means both "seer" and "poet" (Freeman, 1998, p. 29). The word derives from the root, "to see," and, to the Celts, vision and poetry go hand in hand. He served as "a mediator between the supernatural powers and the human race," and, thus, served as a kind of shaman . The job of the filidh was to see beyond the world of convention, to bring back imbas, the "knowledge which enlightens" as a gift from "the god that kindles fire in the head" (OhOgain, 1979).
If we recall that the child is pre-storied, the child must emerge into the narratives of her culture. Once these stories are owned as the "ego" is formed, these stories are taken for granted. The filidh, as both poet and seer, travels to Cader Idris in order to shed the traditional narratives of the culture. There, shed of the "practiced self-deceit" which answers the question of existence, he may go insane, die or become the visionary who will return to his people with a new narrative -- thus, he is simultaneously a "poet." The risk of prophecy is that one must go mad, and, so doing, shed one's former identity and roles, one's cultural signposts, and find one's way back with a new vision.
This tradition in Celtic lore is not by any means unique to their culture. The seer, poet, shaman, mystic appears in almost all cultures. Interestingly, the concept of the mountain, as Cader Idris, is also a common motif. In Judaism, for example, Zion is the mountain upon which salvation is found. This mountain, as it appears in world mythology, represents the "world axis," upon which turns the universe. In Kundalini yoga, this axis is not found in the external world, not outside of oneself, but rather the spine in meditation, when straightened to become parallel with the center of the earth, becomes the "world axis" which exists in each of us (Campbell, 1988). The idea of this "world axis" is best illuminated in light of Black Elk's vision from childhood, recounted in Neihardt's (1968) Black Elk Speaks. Black Elk, the Keeper of the Sacred Pipe of the Sioux, imagined himself standing on a mountain in the center of the world. Of this experience, he said:
I was seeing
in a sacred manner, the shapes of all things in the spirit, and the
shape of all
things as they must live together, like one being. And I saw the sacred
hoop
of my people
was one of many hoops that made one circle, wide as daylight and as
starlight, and
in the center grew one mighty flowering tree to shelter all the children
of one mother
and one father. (p. 20)
For Black Elk, he envisioned the center of the world as Harney Peak in South Dakota, yet, when questioned, remarked that "anywhere is the center of the world" (p. 20). Campbell (1988) finds in this statement a sentiment with The Book of the Twenty-Four Philosophers (Liber XXIV philosorum) which states, "God is an infinite sphere, whose center is everywhere and circumference is nowhere" (Oppert, 1877, p. 201). At each moment, we stand at the "world axis," and, thus, at anytime, we too can 'climb' Cader Idris, whether this deed should lead to madness, visionary poetry or death.
One German juror by the name of Daniel Paul Schreber climbed his own Cader Idris, and unlike the filidh, he was seen as a madman. But was he also a visionary?
THE PSYCHOTIC DR. SCHREBER: MADMAN OR VISIONARY?
Dr. Schreber's (1903) Memoirs of My Nervous Illness provides the discipline of psychology with the unique opportunity to peer into the mind of a madman and to listen to his words on his own terms. A "paranoid schizophrenic," Schreber lead a life of prestige and success, only to spend the latter part of his life in various asylums defending his right to freedom.
Before embarking on a description and critique of Freud's interpretation of Schreber's memoirs, it is necessary to provide a brief summary of Schreber's story of his "nervous illness." The memoirs are lengthy and as tedious as they are fascinating to read. In the end, it is truly worthy material for an analysis, and certainly in line with at least one of Schreber's intentions for writing the memoirs. Schreber felt that "expert examination" of his "body" and observation of his "personal fate" would be "of value for science and the knowledge of religious truths" (Schreber, 1900, p. iii). In the course of this essay, I hope to show how it may, indeed, be of value to both science (psychology, in particular) and religion -- though perhaps in a different sense than Schreber anticipated.
Prior to the development of his "nervous illness" as described in his memoirs, Schreber had been admitted to an asylum for severe hypochondria. Eight years later, he first developed the symptoms of schizophrenia, the experience of which he accounts in the memoirs. Schreber's age at the time of his "nervous illness" is not revealed in the memoirs. However, Freud (1911), based on information provided by a physician in Dresden, placed the year of his birth at 1842. It has been reported that Schreber never fully recovered from his "illness" and was admitted to an Asylum for the third time in 1907 where he died in 1911. The antecedent of the onset of this third "illness" has been reported to be the death of his wife (Macalpine & Hunter, 1955). However, this information remains unconfirmed.
Below, I have developed a time line which marks the major events in Schreber's life from the time of the onset of his "hypochondriasis" to his reported death:
1884 (Autumn): Onset of "hypochondriasis," for which Schreber was admitted to the Psychiatric Clinic of the University of Leipzig, the patient of Professor Paul Emil Flechsig.
1885 (June): Full recovery from "hypochondriasis." Released from Asylum.
1885 (Winter): Resumed position as Judge at the Country Court of Leipzig, one of five Governmental Districts into which Saxony was divided.
1886-1893: Reported as being "happy" with his wife, although disappointed that he and his wife are unable to bear children. That is, his wife suffered from "six spontaneous miscarriages" (Chabot, 1982, p. 17).
1893 (June): Notified of his prospective appointment as Senatsprasident of Dresden.
1893 (Late summer): Has several
dreams in which he dreamt that his
"hypochondriasis" had returned.
On one of these occasions, he is revolted by the thought which occurred
to him, between a state of being awake and asleep, "that after all it really
must very nice to be a woman submitting to the act of copulation" (Schreber,
1900, p. 36).
1893 (Early October): Takes up duties as Senatsprasident.
1893 (Late October): Suffers a severe onset of insomnia. Voluntarily returns to Flechsig's Asylum, where he subsequently develops a return of the "hypochondriasis" and a displays the first signs of ideas of "persecution" (Schreber, 1900).
1894 (perhaps March or April): According to Schreber, "a plot was laid against me,...the purpose of which was to hand me over to another human being after my nervous illness had been recognized as, or assumed to be, incurable, in such a way that my soul was handed to him, but my body -- transformed into a female body and, misconstruing the...fundamental tendency of the Order of the World -- was left to that human being for sexual misuse and simply 'forsaken,' in other words left to rot" (Schreber, 1900, p. 75).
1894 (June): Schreber transferred from Flechsig's Clinic to Lindenhof, Dr. Pierson's Private Asylum, a.k.a. "Devil's Kitchen," in Coswig near Dresden.
Shortly thereafter, he is again transferred to Sonnenstein Asylum in Pirna, near Dresden, "the first German Public Mental Hospital (Schreber, 1903, p. 3).
1895 (November): Schreber makes a profound change in regard to his feelings that he is going through a process of "unmanning," in which he is "maliciously" being transformed into a woman. During this time, writes Schreber (1900): "the signs of transformation into a woman became so marked on my body, that I could no longer ignore the imminent goal at which the whole development was aiming...Soul-voluptuousness had become so strong that I myself received the impression of a female body, first on my arms and hands, later on my legs, bosom, buttocks, and other parts of my body." (p. 148). In turn, Schreber felt that "nothing was left" to him but to "reconcile" himself "to the thought of being transformed into a woman." (p. 148). Therefore, rather than resist the process of "unmanning," Schreber begins the attempt to speed up this process by for example, "picturing" his body as being of female form (p. 180).
1899: Dr. Weber, Schreber's physician at the time, reports that Schreber's condition had significantly improved, such that "an observer who was uninstructed upon his general condition would scarcely notice anything peculiar..." Yet, continued Weber, he remains "full of ideas of a pathological origin" (Schreber, 1900, p. 386). Also, Schreber reportedly first learns that he had been temporarily placed under tutelage as early as 1895. In turn, he "approached the authorities demanding a decision as to whether the temporary tutelage was to be made permanent or whether it could be rescinded" (Schreber, 1903, p. 5).
1900: Schreber's "whole body" is "filled with nerves of "voluptuousness" which, he claims, is visibly apparent to observers. Takes to wearing female adornments to assist in his achievement of "voluptuousness." Schreber begins to write his memoirs and begins the process of achieving legal independence from tutelage. A formal order for his tutelage is made by the district court of Dresden.
1901 (July): Schreber appears to be further along in his recovery by admitting that the people around him are "real" rather than "cursory contraptions" (Schreber, 1903, p. 409). Also, tutelage confirmed by the Court. In response, Schreber appealed to the Superior Court in Dresden, the highest Appeal Court in Saxony.
1902 (September): Schreber succeeded in having his tutelage rescinded in the Court of Appeal.
1903 (March): Schreber had left the Asylum. Writes "Open Letter" to Professor Flechsig, which is contained in the preface of the memoirs. The memoirs are published later this year.
1902 (December): Writes preface to memoirs. States his intention to leave the Asylum by 1903.
1907: Schreber reportedly returned to an Asylum for the third time following the death of his wife.
1911: Schreber's reported year of death, at the age of 69. Cause of death unknown.
I find it convenient to view Schreber's life according to three phases of temporal development. First, there is the time prior to the onset of his second "nervous illness," prior to 1893. Since the impetus for Schreber's "nervous illness" appears to have been his appointment as Senatsprasident of Dresden, the summer of 1893 marks the beginning of his second phase. Schreber's experience of his "nervous illness" profoundly changed in November of 1895. The beginnings of these changes seems to have been facilitated by his transfer to Sonnenstein, where he was placed under the care of Dr. Weber. Therefore, I mark the beginning of Schreber's third phase in the summer of 1894, when he was transferred from Dr. Pierson's Asylum.
Prior to the onset of his second "nervous illness," Schreber lead a life filled with successes and career triumphs, offset by the inability of he and his wife to bear children. Shortly after his appointment as Judge of the County Court of Dresden, Schreber suffered his first attack of "hypochondriasis." As the patient of Professor Paul Emil Flechsig, Schreber was admitted to the Psychiatric Clinic of the University of Leipzig. Flechsig would later care for Schreber during the first 2 years of his second "nervous illness," and would, in turn, came to play a primary role in Schreber's belief that a conspiracy to commit "soul murder" had been laid against him.
Although, according to Schreber, his "first illness passed without any occurrences bordering on the supernatural," his experiences at this time set the stage for his later "illness" (Schreber, 1903, p. 62). On the one hand, Schreber said he had developed "favorable impressions of Professor Flechsig's methods of treatment." However, he felt strongly that Flechsig had committed, perhaps "indispensable," "white lies" against him, specifically by attributing his illness "sorely to poisoning with potassium bromide" (Schreber, 1903, p. 62). Schreber felt his cure could have been hastened, and attributed this to his belief that Flechsig had not adequately concerned himself over his loss of weight. Nevertheless, writes Schreber, he "had at the time no reason to be other than most grateful" to Flechsig for ultimately curing him of his ailments, at least for the time being (Schreber, 1903, p. 63). Schreber's wife, however, appeared to be less ambivalent about Flechsig's care for her husband, owing to the fact that "she kept his picture on her desk for many years" (Schreber, 1903, p. 63).
Between the time of his first and second "illness" (1884-1893), Schreber's wife suffered from "six spontaneous miscarriages," no doubt leading to Schreber's eventual resignation to the fact that he and his wife would be unable to bear children (Chabot, 1982, p. 17). This "repeated disappointment" for Schreber was paralled by eight relatively "happy" years with his wife, "rich also in outward honors" -- which culminated in his eventual appointment as Senatsprasident of Dresden, the zenith of Schreber's meteoric rise through the Saxony judicial system (Schreber, 1903, p. 63). Ironically, Schreber's career peak would also lead to the conditions which would shortly thereafter result in his second "illness," for which he would be institutionalized for the majority of his remaining years.
Between the time of his appointment to Senatsprasident and the taking up of the duties of this office, Schreber was disturbed by the recurring dream that his "hypochondriasis" had returned. On one of these occasions, in a state of consciousness between wake and sleep, Schreber was struck by an idea which he deemed "highly peculiar" -- "the idea that it really must be rather pleasant to be a woman succumbing to intercourse" (Schreber, 1903, p. 63). This thought of Schreber's, which erupted between the netherworld of dream and waking consciousness, would prove to be a premonition of sorts, for he would later become convinced that a conspiracy had been arranged to turn his body into a woman's through a process called "unmanning." Even at this early stage, Schreber did not "exclude the possibility that some external influences were at work to implant" the idea "in" him (Schreber, 1903, p. 63).
2-3 months after possessing this
"peculiar idea," Schreber took office as Senatsprasident on October 1st
of 1893. Schreber immediately found himself overcome by a "heavy burden
of work" even as he was "driven...to achieve...the necessary respect" of
his colleagues, many of whom were older and more experienced than him (Schreber,
1903, p. 63-64). Even as he was faced with this daunting task, Schreber
succumbed to a severe bout of insomnia "at the very moment" when he "was
able to feel that (he) had largely mastered the difficulties" of his new
position (Schreber, 1903, p. 63). Schreber's debilitating sleeplessness
lead him again to seek the care of Flechsig. Even before his admission
to Flechsig's clinic, he had already begun to develop the suspicion that
"miracles" were at work in his suffering. That is, he felt that "right
from the beginning the more or less definite intention existed to prevent
(his) sleep" (p. 64). Precisely who was behind these "miracles" became
the subject of Schreber's laborious thought process throughout his second
"illness" in his effort to discover the responsible parties for his torments.
As a result of this process, Schreber finally developed an elaborately
designed theological framework with which to justify his beliefs. As time
wore on, these ideas evolved throughout the rest of his life and were eventually
chronicled in detail in his memoirs. Throughout his memoirs, Flechsig remained
a prominent figure as a responsible party in the
conspiracy to commit "soul murder"
against Schreber -- although, in the evolution of his thoughts, his role
remained dynamic, changing according to Schreber's latest collection of
"evidence."
From the beginning, Schreber admits to a difficulty in translating his experiences to language, as well as the irrefutability of all that he presents, in the memoirs:
I cannot of course
count upon being fully understood because
these things
are dealt with which cannot be expressed in human
language; they
exceed human understanding. Nor can I maintain that
everything is
irrefutably certain even for me: much remains only
presumption
and probability. After all I too am only a human being and
therefore limited
by the confines of human understanding; but one thing
I am certain
of, namely that I have come infinitely closer to the truth
than human beings
who have not received divine revelation. (Schreber,
1903, p. 41).
In turn, Schreber warns the reader that, in order to make his "supernatural" experiences comprehensible, he must use "images and similes, which may at times perhaps be only approximately correct" (p. 41). Throughout the memoirs, Schreber points to Biblical texts and natural science to support the "evidence" of his "supernatural" experiences, often amending current theories and beliefs according to his own experiences.
During the second phase of Schreber's
story, while he resided as Flechsig's Asylum, Flechsig plays the central
role in the conspiracy against Schreber to "murder" his "soul." Schreber's
concept of "soul murder" remains vague throughout his memoirs, but he exerts
much effort in making this intelligible to the reader. In the beginning,
Schreber explains that Flechsig and Schreber's relationship must have begun
with their ancestors dating back to the 18th century, in which one of Flechsig's
ancestors attempted "soul murder" against a distant relative of Schreber's.
Schreber, therefore, feels that his relationship to Flechsig carries on
a legacy which culminates in his
persecution by Flechsig's "soul."
Throughout his memoirs, Schreber remains undecided as to whether the "actual"
Flechsig is or was ever intentionally involved in his persecution. However,
he conjectures that Flechsig may have lost a portion of his "soul" which,
in turn, haunts Schreber. In any case, Schreber contends that the idea
of "soul murder" is "widespread in the folk-lore and poetry of all peoples
that it is somehow possible to take possession of another's soul in order
to prolong one's life at another soul's expense, or to secure some advantages
which outlast death" (p. 55). That a portion of Flechsig's soul could torment
Schreber's person without the "actual" Flechsig knowing owes its intelligibility
to Schreber's elaborate theological explanations.
Schreber contends that the "human soul" is "contained in the nerves of the body" (p. 45). While a person is living, these "nerves" provide the connection between his or her body and soul, and enable the person to "retain the memory of impressions received" and gives him or her the "power to move muscles" through "exertion of their will power" (p. 45). Schreber also concludes that God is "only nerve" or all soul and, therefore, has no body, and that He is "infinite" while human beings have "limited" nerves. The "essence of creation," therefore, involves God's ability to transform His "nerves" into living beings through "rays" (p. 46). Further, Schreber comes to believe that God finished his creation of the world when He succeeded in creating human beings. Therefore, upon His creation of human beings, God withdrew from the world so that "as a rule" He "did not interfere directly in the fate of peoples or individuals" (p. 48). This sustains Schreber's belief that human beings have "free will" and that, therefore, their souls can be "blackened" by bad deeds or "sins." Therefore, concludes Schreber, God and human beings have no contact until a human being dies, at which time a person's "nerves" or soul re-unites with God's "infinite" "nerves." The exception to this rule are those souls which are too "blackened" and are, therefore, rejected by God. Since Schreber does not believe there is such a thing as "hell" or eternal damnation, he believes that "blackened" souls are purified by unknown means. Souls which are in the process of being purified in such a way are called "tested souls." Therefore, Schreber concludes that Flechsig's "soul" is actually a "tested soul" which intends to transform Schreber into a woman. Doing so, Schreber believes, will cause his soul to experience "high-grade excitation" with which "tested souls" may experience a feeling of "bliss" similar to those souls which have already united with God's soul in a "state of Blessedness" ("uninterrupted enjoyment combined with the contemplation of God") (p. 49). Thereby, Schreber confirms his belief that Flechsig commits "soul murder" against him by using his soul for his own purposes, and, in turn, providing Flechsig with a motive behind his alleged conspiracy against him.
Schreber theorizes that Flechsig's ancestors had somehow been granted "contact with divine nerves," as he explains:
It seems very
probable that contact with divine nerves was
granted to a
person who specialized in nervous illnesses, partly because
he would be
expected to be a highly intellectual person, partly because
everything concerning
human nerves must be of particular interest to
God, starting
with his instinctive knowledge that an increase in
nervousness
among men could endanger his realms. (Schreber, 1903, p. 56)
Schreber goes on to conclude that a Flechsig ancestor had, upon receiving such "contact," abused this privilege, thereby placing the universe in jeopardy by offending the "Order of the World" (p. 56). For Schreber comes to believe that, upon God's withdrawal from the human state of affairs, that there had developed, apart from God, the "Order of the World" with its own laws and systems of justice. Schreber comes to believe that there is "no clash of interests between God and human beings as long as" their relationship is in "accordance with the Order of the World" (p. 60). Since this relationship had been violated, according to Schreber, "all creation" is thereby at risk (p. 60).
Even from the beginning, Schreber does not place the fault of the conspiracy against him squarely upon the shoulders of Flechsig or his ancestors. He suspects from the start that God Himself was a co-conspirator, if not the instigator of the entire affair (p. 77). Towards the latter half of his "illness," after he was moved to Sonnenstein, Schreber does finally come to the conclusion that God was the instigator of his persecution. Schreber felt that God had seen him as a threat due to his "nervousness." Such "high-grade nervousness" as experienced by Schreber, he decided, has a compelling nature to God, who is attracted by the "soul-voluptuousness" which Schreber begins to experience. Being so, God draws nearer to the world, which He interprets as a threat to his existence, for the possibility of being absorbed into Schreber's "nerves"!
Originally, God and the co-conspirators had attempted to "unman" him by transforming him into a woman. As Schreber explains:
Always the main
idea...was to "forsake" me, that is to say abandon
me; at the time
I am now discussing it was thought that this could be
achieved by
unmanning me and allowing my body to be prostituted like
that of a female
harlot, sometimes also by killing me and later by
destroying my
reason (making me demented). (Schreber, 1903, p. 99)
Unfortunately for God, the "unmanning" procedure has the opposite effect He intended! That it, God, through "divine rays," began "the gradual filling of (Schreber's) body with nerves of voluptuousness (female nerves)" which had the "reverse effect" (p. 99). Instead of Schreber being "abandoned" through this process, his resulting "soul-voluptuousness" actually developed an "increased power of attraction" for God (p. 99)! In turn, God was forced to develop other means to protect Himself, through either killing Schreber or destroying his reason. Therefore, through various "miracles" via "divine rays," Schreber experiences a whole host of physical and mental torments. In particular, the "rays" develop a variety of means to prevent Schreber from either sleeping or defecating/urinating, which increase Schreber's "soul-voluptuousness." Throughout the memoirs, Schreber supports this notion with the documentation of many actual incidents which happened to him along the way. He documents these experiences in painstaking detail, and they are incredibly fascinating to read.
In June of 1894, Schreber was transferred from Flechsig's clinic to Lindenhof, Dr. Pierson's Asylum, which he came to call "Devil's Kitchen." At this time, the senior attendent of the Asylum, by the name of "von W.," became, like Flechsig, a primary character in his story. According to Schreber, the "tested souls" of Flechsig and von W. were mutually involved in the organization of a larger party of "tested souls" who systematically tortured him by attacking various regions of his body, particularly attacking his head in order to destroy his reason. Also, at this time, Schreber had become convinced that, due to the violation against the "Order of the World," the world had actually come to an end, so that no actual persons remained alive. Instead, those people who Schreber saw he came to understand as "fleeting-improvised-men" who were manifestations of "divine rays" sent to torment him. Schreber describes his experience in "Devil's Kitchen" as involving the most "extravagant" display of "miracles" of all. Throughout his brief stay at this Asylum, Schreber's body was systematically destroyed piece by piece in order to fill his body with female "nerves."
After his brief stay in "Devil's Kitchen," Schreber was again transferred; this time, to Sonnenstein Asylum in Pirna, near Dresden, where he was placed under the care of Dr. Weber. Schreber divides his experience at Sonnenstein into two periods; the first of which, he describes as "holy" and "awesome" and the second, as "more and more ordinary" (p. 114). It was also here, at Sonnenstein, where Schreber's experience of his "nervous illness" took a radical turn, for which I understand it as a third phase in Schreber's history.
In the memoirs, this turn of events is preceded by a visit from Schreber's wife, who brought him a poem she had written, ending with the verse: "Then comes to you a faithful guest/God's still and silent peace" (p. 116). Schreber interpreted the words "God's peace" as "the expression used in the basic language for sleep produced by divine rays," and, for which, Schreber understood his wife to be expressing the words "let me" in the "basic language," meaning: "Let me- you rays that are turning me back - do let me follow the power of attraction of my husband's nerves: I am preparing to dissolve in my husband's body" (p. 116).
Following this experience, Schreber came to develop the notion that he could save the world by reconciling God and the "Order of the World" through the process of "unmanning." In essence, he felt that his transformation into a woman, thereby eliciting extreme "soul- voluptuousness," would attract all those "blackened," "tested" souls into his own "nerves," thereby eliminating them "from their position of so-called middle instances" between himself and "God's omnipotence" (p. 117). Upon ridding these "tested souls" from their position, he could become impregnated by God "with the purpose of creating new human beings" (p. 117). In turn, "a solution of the conflict in consonance with the Order of the World would follow automatically," thereby leading to his "cure by a complete calming of (his) nerves through sleep" (p. 117). As a result, Schreber now began to see the process of "unmanning" as a duty to God. He writes:
...the Order
of the World imperiously demanded my unmanning,
whether I personally
liked it or not, and that therefore it was common
sense that nothing
was left to me but reconcile myself to the thought
of being transformed
into a woman. (Schreber, 1903, p. 148)
Schreber, therefore, begins to believe that the "Order of the World" is on his side, and, therefore, he cannot lose! Therefore, Schreber concludes that, ultimately, he will win the favor of God, who will come to understand the inevitability of his triumph. Further, due to the violation of the "Order of the World," the "divine rays" had not been used for their "essential purpose," which is not "to fight an individual human being and to work destruction on his body" but, instead, "to create" (p. 184).
Schreber divides God into two personages, an "upper God (Ormuzd)" and a "lower God (Ariman)" (p. 53). The lower God, who is closer to the world, first begins to understand Schreber's value, and, as a result, welcomes the "bliss" of Schreber's "soul-voluptuousness." In time, as the upper God also draws nearer to the world, He too comes to understand the power of Schreber's "unmanning" to restore the "Order of the World." As a result Schreber testifies to his experience of "spontaneous generation" all around him. Schreber understands "spontaneous generation" to be "creation through divine miracles," which had begin to occur again for the first time in thousands of years (p. 191). For when God had, at first, withdrawn to "an enormous distance," He left the "Order of the World" of human beings with "free will" to fend for itself (p. 191). Yet, as God draws closer, according to Schreber, the world is again filled with "miracles" (p. 196).
As Schreber's "soul-voluptuousness" attracts all of the "tested souls" into his ever-more- sensuous body, he experiences this as "little men" who, for a time, dance among his body parts, only to eventually absorb into him. Flechsig and von W. also become "little men." In order to preserve themselves, these "tested souls" resort to a process Schreber calls "mechanical fastening" or "tying-to-celestial-bodies" in which they cling to "celestial bodies" in order to prevent their absorption into Schreber. By the end of 1897, "von W's soul eventually disappeared altogether unnoticed" by Schreber (p. 157). Flechsig's "soul" remained a "meager remnant (tied on to somewhere)," but which had:
...long
ago lost its intelligence, that is to say it is now also
totally
devoid of thoughts, so that it can hardly even enjoy with
satisfaction
its own heavenly existence, which it had unlawfully achieved
against
God's omnipotence - and this once again represents one of the
most glowing
confirmations of the Order of the World, according to
which
nothing can maintain itself permanently which contradicts it.
(Schreber,
1903, p. 158)
Thus, Schreber, a man of justice, found in his story an understanding of a friendly universe with its own built-in sense of justice, the "Order of the World." Thus, he found a meaning in his suffering: Nothing less than the salvation of the universe. In the meantime, Schreber took to various devices to speed up the process of "unmanning," such as "picturing" himself as a female in his "mind's eye" and wearing "female adornments" (p. 180).
By 1899, Dr. Weber reported that
Schreber's condition had significantly improved, such that "an observer
who was uninstructed upon his general condition would scarcely notice anything
peculiar." Yet, continued Weber, he remains "full of ideas of a pathological
origin" (p. 386). It was at this time, incidently, that Schreber first
learned that he had been temporarily placed under tutelage as early as
1895, and, in turn, "approached the authorities demanding a decision as
to whether the temporary tutelage was to be made permanent or whether it
could be rescinded" (p. 5). In 1900, Schreber began to write his memoirs
while beginning the process of achieving his legal independence. In 1902,
Schreber succeeded in having his tutelage rescinded in the Court of Appeal,
and, subsequently in March of 1903, he left the Asylum to be with his wife
until her death. So, according to his memoirs, goes the story of one Daniel
Paul Schreber's "nervous illness."
INTERPRETING SCHREBER'S STORY
As I read Schreber's memoirs, I was immediately struck by the similarity between the form which his "illness" took and the many mythological forms which crop up across cultures. For example, Schreber talks of his body being destroyed piece by piece, as he is simultaneously resurrected in the body of a woman. Schreber's "end of the world" does, as Freud (1909) adeptly discovers, parallel with the dissolution of his physical and mental being, which occurs in his story at the time of catatonic withdrawal. Schreber's effort throughout the rest of his stay at Sonnenstein, and even after his release from this asylum, involves a restoration of his world. At first, however, Schreber takes this literally. He believes there are only "fleeting-improvised-men" since, for him, the world has ended. He speaks the truth of his world. Later in his memoirs, Schreber does come to the conclusion that there had been "real" people existing all along, but never truly discovers a way to fit this odd-fitting piece of the puzzle into his story.
Does Schreber's story not find a parallel, for example, in the mythological of Ancient Egypt? Osiris was killed by his brother, Seth. Iris, lamenting over the death of Osiris, gave birth to Horus, who, avenging his uncle, restores justice in the land by defeating Seth in battle. Regaining the "Eye" from Seth, which he had stolen, he lays it down upon the place of Osiris' grave, upon which he is reborn (Anthes, 1961). Like the story of Osiris, Schreber's story is also a story of death and resurrection -- and it is also a story about justice, for Schreber, like Horus, seeks to restore the "Order of the World." Osiris' "cosmic character" refers to "the vegetation which arises out of the inundation of the Nile" (Anthes, 1961, p. 71). Do we not see the physiognomy of Osiris, if not something like him, in the re-birth which accompanies spring each year, and do we not re-live his story in the cycles of the seasons, which echo his birth and death? Or is it Christ's face we see in the bursting forth of the crocus during the spring thaw? For, in the Christian myth, Jesus also dies and resurrects to restore the balance of the universe.
Freud (1909) argues that the "Redeemer" myth is secondary to Schreber's story. He wishes to argue that Freud's role as "Redeemer" follows from his desire to be a woman; that to bear children with God masks his desire to make love to his father. Yet, it is also true that, as "Redeemer," Schreber seeks re-birth, a return to the world. For, does Freud not admit that, for Schreber, his world has indeed ended?
More importantly, Freud's attention to the possibility of repressed homosexual desire in Schreber, which supports his theory of paranoia, closes off another possible interpretation. I would argue that even more central is Schreber's desire for justice, for that is the central theme of his life. Schreber, appointed to the highest judicial position in Saxony, had dedicated his life to the pursuit of justice: the "Order of the World." Directly following his appointment to the position of Senatsprasident of Dresden, Schreber suffers his second attack of "nervous illness." Bearing the weight of responsibility for this task, Schreber cracked. Enacting the archetypal role of judge, Schreber is the "Order of the World." Therefore, the restoration of this order is simultaneously a restoration of his world, of his very being. Yet, to further understand this possibility, it would serve well to further explore the motifs of Schreber's story.
Campbell (1972) wrote that "the imagery of schizophrenic fantasy perfectly matches that of the mythological hero journey" (p. 208). He continues:
The usual pattern
is, first, of a break away or departure from the
local social
order and context; next, a long, deep retreat inward and
backward, as
it were, in time, and inward, deep into the psyche; a
chaotic series
of encounters there, darkly terrifying experiences, and
presently (if
the victim is fortunate) encounters of a centering kind,
fulfilling,
harmonizing, giving new courage; and then finally, in such
fortunate cases,
a return journey of rebirth to life. And that is the
universal formula
also of the mythological hero journey, which I, in
my own published
work, had described as: 1) separation, 2) initiation,
and 3) return.
(Campbell, 1972, pp. 208-209)
In my research, I was quite astonished to find that Campbell, too, had recognized the pattern of the "heroic ego" archetype in the schizophrenic, which I'd noticed in the story of Schreber. Further, Campbell's 'map' of the hero's journey of separation, initiation, and return matches Schreber's story in an uncanny way. Schreber's "journey" involves many kinds of separation. Schreber becomes separated from his world of his homelife and powerful position as Senatsprasident. Further, he separates from the world in his catatonic retreat from those around him, who become as "fleeting-improvised-men." Schreber is, then, initiated upon the quest to restore balance to the slighted "Order of the World," which he feels will be accomplished when he is transformed into a woman. This moment, when Schreber comes to recognize the meaning of his suffering as a function of his personal quest, his condition takes a vital turn. He sees the goal at the end of his mission, and he is, therefore, able to plot his return.
As Silverman (1967) has pointed out, the schizophrenic experience finds parallels in the experience of shaman in primitive hunting peoples. In early adolescence, the young shaman undergoes a crisis experience in which he or she undergoes an experience of being physically torn to shreds, and, retreating into a world of frightening visions, returns to the world with a message for his or her community. Yet, as Silverman writes: "In primitive cultures in which such a unique life crisis resolution is tolerated, the abnormal experience (shamanism) is typically beneficial to the individual, cognitively and affectively; he (or she) is regarded as one with expanded consciousness" (p. 210). In modern culture, there is no place for such an experience. The person undergoing such an experience is provided no cultural signposts to guide him or her along the way. Unlike the shaman, who is prepared for his or her "journey" via the ritualized songs, dances, and stories of his or her culture, the modern schizophrenic is ostracized, often drugged, and left to his or her own devices -- often with the result that the schizophrenic, in a sense, is left to drown in the "collective unconscious."
Yet, what else is the shamanic experience but the experience of the mystic? For, as James (1961) shows, the "mystic," too, is left by the wayside in modernism; the "mystical" now a term used for "mere reproach, to throw at any opinion which we regard as vague and vast and sentimental, and without base in either facts or logic" (James, 1961, p. 299). Like with Campbell's 'map' of the hero's journey, James' "four marks" of the mystic also sheds light on Schreber's experience. And, why shouldn't it, if, as James writes (1961), "personal religious experience has its root and centre in mystical states of consciousness" (p. 299)? Schreber's experience bears the mark of "ineffability," for he must struggle to find a way to express his experience in the limited language of his culture. Further, Schreber's experience expresses the "noetic quality" of the mystic, for his story is full of "illuminations" and "revelations, full of significance, all inarticulate though they remain" (James, 1961, p. 300). Next, Schreber's experience meets the criteria of "transiency," for he cannot sustain his "soul-voluptuousness" for long, and, unless compelled to think compulsively, his God withdraws. Finally, Schreber experiences the mystic's "passivity" in which the he "feels as if his own will" is "in abeyance."
Does Schreber's experience sound so different, for example, from that of Saint Symeon the Younger (949-1022 A.D.)?
For the One who
has becomes many, remains the One
undivided, but
each part is all of Christ...I saw him in my house, among
all those everyday
things He appeared unexpectedly and became
unutterably
united and merged with me, and leaped over to me
without anything
in between, as fire to iron, as the light to glass.
And He made
me like fire and like light. And I became that which I
saw before and
beheld from afar. I do not know how to relate this
miracle to you...I
am a man by nature, and God by the grace of God.
(Nelson, D.,
Trans., 1944, p. 303)
Yet, I do not wish to romanticize the experience of Schreber or anyone who has or will have the experience of the schizophrenic. For, Schreber suffers, like all shamans and mystics suffer, but he suffers doubly so, for his people do not have the ears to hear his message, nor does he have the cultural support to provide an intelligibility to his own experience. Schreber's experience, in the context of modern culture, is an experience of a madman. Schreber is blazingly mad! For, as Laing (1967) recognizes, one cannot separate the person labeled with the "condition" of "schizophrenia" from the context of his or her culture: The "label is a social fact and the social fact a political event" (p. 121).
The social context which enables a person to be "labeled" schizophrenia alludes Freud. It has been a task of those who have followed in his footsteps. Yet, if one takes Heidegger seriously, one can perform a genuine act of history with the work of Freud to wrest from his work a past which opens up future possibilities. In this case, Freud traces paranoid schizophrenia back to a point of "fixation" at the stage of "narcissism," an actual historical event in the person's history. Yet, I think we can take up Freud's theory in a different light, and, thereby, further our understanding of Schreber and his quest for justice in the restoration of the "Order of the World."
The stage of "narcissism" is not, I would argue, a matter of a shift in direction of 'libidinal energy.' The child has yet to differentiate herself from the world of the mother. She is fused with the world around her, as Freud would later allude to with his recognition of the "oceanic" feeling. It is not that the child thinks and feels only for herself. Instead, it is she who sees herself reflected in her world. This is the world prior to the emergence of the "specular I" of which Lacan (1949) has spoken. That Freud sees a connection between this "narcissism" of the infant-child and the schizophrenic is significant, though not for the explication of the adult schizophrenic's repression of homosexual libido. As discussed previously, the world of the madman, mystic and child are all similar in that there exists a break with convention and a fusion of self/world/other; in other words, "magical thinking."
Magical thinking disappears within the Cartesian world-view of modern, adult rationality. As van den Berg explained, this is a world where miracles are no longer possible. It is a world characterized by distance -- a distance which, above all, is synchronous with the distance of God from our world. It is Schreber's experience of this distant God which provides the context for his task. Schreber sees his body as brimming with "soul-voluptuousness." He is, all at once, experiencing the eruption of the "spiritual unconscious" of the sensuous, lived world exiled with the imaginal via the Cartesian worldview. And he experiences this as God's presence moving closer to the world! Schreber's experience is the "narcissistic" experience of the infant-child -- for it is in the experience of the infant-child that the imaginal has been exiled from the rational, modern adult. Seen in this light, Schreber's message becomes clear. The restoration of the "Order of the World" requires a renewal of the world. For the first time in thousands of years, he claims, "miracles" are again possible, for God has returned to the world! And it is with this revelation that Schreber begins his return from his "journey" with his message for the world.
What truly makes Schreber mad is that he does not have the intelligibility to bring his message to the world. Instead, he translates his experience into rational, Cartesian language and seeks his proof in natural science. As a result, his "miracles" become "spoiled nature," the product of a dead God who is purely a product of his "delusions." Moreover, his madness also lies in his identification with the hero archetype. This is the source of his belief in which "everything that happens is in reference to me" (Schreber, 1903, p. 197). That is, Schreber identifies with the hero archetype of the "encapsulated ego" (Boss, 1979), "self-contained individual" (Sampson, 1988), or "heroic ego" (Hillman, 1975), call it what you will. Yet, ironically, it is this very notion of the "ego" which renders "what does not fit in" as "inhuman, psychopathic, or evil," and provides the possibility for his insanity. Instead of a recognition of the "Anima Mundi," the soul-full world that he comes to experience through "miracles," Schreber instead envisions the absorption of all the world into him, and, thus, becomes an inflated stereotype of the "heroic ego" at its extreme. He becomes an embodiment of the shadow-side of the "self-contained individual," like the exaggerated painted-on expression of a clown that marks him as a joke calling attention to his own ridiculousness.
But, what of Schreber's sense of justice? Is not Schreber suffering a grave injustice? He offers the world the gems of his experience, and the world turns its head in disgust. Schreber is not a shaman. He is a madman. He does not exist in a world which can guide him through the imaginal realm in which he finds himself. Instead, he is placed in Asylums. It is Flechsig and von W., his physicians, who he marks as his "only true enemies" (p. 55). And why shouldn't they be? For do they not indeed commit "soul murder" against Schreber? Flechsig and von W. do not intend to help Schreber along the way -- to assist his pass through the "dark night of the soul" in order to find his way back to the world -- they seek to cure him and, thereby, prevent Schreber from his task. It is Flechsig who orders Schreber to be placed in a rubber room in the dark, and later denies it ever happened. And it is Flechsig who orders Schreber's windows to be boarded up so that he cannot search the stars for his God and "tested souls." It was von W. who gave "false evidence" about Schreber "in some State enquiry, either on purpose or through carelessness, and particularly to have (him) accused of masturbation" (Schreber, 1903, p. 107). It was these men who set the attendants of the Asylum against Schreber to "take control of (his) body" (Schreber, 1903, p. 110). Are these mere "delusions" of "persecution," as well? Or does Schreber tell the truth of his world? What to all outward appearances must have seemed the best intentions from Flechsig and von W. to heal Schreber of his suffering, to Schreber himself it is the work of evil, a plan to undermine the "Order of the World". And, now that we've peered into Schreber's world, can we deny him this truth?
Most importantly, Schreber's quest
for a restoration of the "Order of the Word" is, in the final analysis,
a quest for justice. He suffers, and he comes to believe that he will be
justly rewarded for his pain. In the end, Schreber is indeed the Senatsprasident,
yet no longer of Dresden, but of the "Order of the World," who deems that
nothing which usurps that "order" can survive in his universe.
THE WAY OF THE MADMAN
Heidegger (1971) writes in the spirit in which I have tried to approach the world of "the psychotic" Dr. Schreber:
...the madman.
Does the word mean someone who is mentally ill?
No. Madness
[Wahnsinn] here does not mean a mind filled with senseless
delusions. "Whan"
belongs to the old high German wana and means:
without. The
madman's mind senses - senses in fact as no one else
does. Even so,
he does not have the senses of others. He is of another
mind. "Sinnan"
signifies originally: to travel, to strive for...., to drive in
a direction;
indogermanic root sent and set means way. The departed
one is a man
apart, a madman, because he is on the way in another
way. From that
other direction, his madness may be called "gentle,"
for his mind
pursues a greater stillness. (Heidegger, 1971, p. 173).
What is this "greater stillness" of which Heidegger speaks? Perhaps this "greater stillness" is what, metaphorically, lies beyond Cader Idris: liberation. The madman has taken the road to the "world axis," but is unable to return to the world of his or her people to speak the poetry with which to give his or her message of that world "beyond" convention. Unable to connect with others, the one who is mad is alienated and cut off from his or her people. The people do not hear, do not listen, do not care to heed the message of the madman. The way of the madman is a lonely path; a road so lonely that, for van den Berg (1972), it is this very loneliness which accounts for the suffering of psychopathology:
The psychiatric
patient is alone. He has few relationships or perhaps no
relationships
at all. He lives in isolation. He feels lonely. He may dread an interview
with another
person. At times, a conversation with him is impossible. He is somewhat
strange; sometimes
he is enigmatic and he may, on rare occasions, be even
unfathomable.
The variations are endless, but the essence is always the same. The
psychiatric
patient stands apart from the rest of the world...Loneliness is the central
core
of his illness,
no matter what his illness may be. (p. 105)
Look at Schreber: After all these years, no one bothered to see his experience as fundamentally a religious experience. Rather, his religion is seen as a mere symptom of his psychopathology. But, to me, the two are not mutually exclusive. Schreber is both visionary and madman. I would not have seen this if I had merely viewed Schreber through the lens of modern day psychiatry. Schreber's vision would be clouded by the "psychiatric jargon" which fails to see the human in madness.
Laing (1960) is highly critical of such "psychiatric jargon," the language of psychiatry which, he explains: "is the effort to avoid thinking in terms of freedom, choice and responsibility" (p. 27). This language, according to Laing, consistently describes madness as some form of lack or mal-adaptation. This idea is similar to van den Berg's (1972) criticism of psychiatry's "vocabulary of denigration" which makes the patient a victim of the "closer look" in which the phenomenon of the patient's existential condition are missed "as they are" (p. 63). According to Laing, the attempt to view the patient's behavior as "signs of disease" is not neutral: One can just as easily "see the behavior as expressive of a (person's) existence" (Laing, 1960, p. 31). Again, van den Berg (1972) concurs by arguing that the patient "tells the truth of his mental illness (p. 47). For Laing, the job of the therapist is to arrive at an understanding of the patients' "existential position," the manner in which he or she experiences the world, themselves, and others from his or her own perspective (p. 34).
In the case of a psychotic and/or delusional person, the difficulty the therapist has in interpreting the patient should not be mistaken to mean the patient is totally unintelligible and unable to be understood at all. To use Laing's metaphor: the physician can at least "wave at him across the abyss" (Kirsner, 1966, p. 59). In Laing's example of Kraepelin in The Divided Self, Kraepelin's failure to understand the patient is his primary mistake. Kraepelin was so busy analyzing the patient's behavior as "signs of disease" that he forgot the patient was, first and foremost, a human being like himself. Laing explains: "If someone is on the other side of an abyss, he doesn't cease to be a human being" (Kirsner, 1996, p. 59).
Laing's metaphor of the abyss, in describing the disjunction between the experience of the mad and the sane, alludes to his criteria for determining whether someone is existentially mad or insane. Laing bases his criteria for insanity on his concept of "mutual recognition." This idea reveals Laing's indebtedness to Buber. Buber has proclaimed: "All real living is meeting" (Buber, 1958, p. 11). For Buber, the "I" is never wholly disengaged from others. One is either in relationship as "I-Thou" or as "I-It." On the other hand, the experience of the "I" is separate for, as Buber explained:
The man who experiences
has not part in the world. For it is
"in him" and
not between him and the world that the experience arises.
The world has
no part in the experience. It permits itself to be
experienced,
but has no concern in the matter. For it does nothing to
the experience,
and the experience does nothing to it. (Buber, 1958, p. 5).
Buber's conception of the human being as both separate and related is presupposed in Laing's concept of "mutual recognition." In Laing's psychology, as in Buber's philosophy, the emphasis is placed neither on individualism nor collectivism. While one is always engaged in a relatedness to others, there is always an aspect of oneself which is profoundly separate and isolated from others. In the same sense, the experience of others is never totally available to oneself either (Burston, 1996, p. 178-179). .
In our experience of others and their experience of us ("interexperience"), there always exists some degree of discrepancy in how, as Laing explains: "I recognize the other to be the person he takes himself to be" and "he recognizes me to be the person I take myself to be" (Laing, 1960, p. 35). In the context of this mutual recognition, a "wide margin of disjunction" may exist. If, however, there are radical discrepancies in the "interexperience" between persons, one of these persons "must be insane," according to Laing (Laing, 1960, p. 36). In short, Laing's criteria for insanity or psychosis: "is tested by the degree of conjunction between where one is sane by common consent" (Laing, 1960, p. 36).
Laing's concept of madness as evidenced in a radical disjunction of mutual recognition is far removed from the criteria as specified by the medical model. In his or her diagnosis of the patient, the psychiatrist observes the patients for symptoms or "signs" of the disorder or "disease"(i.e., in accordance with DSM-IV criteria) in which the experience of the psychiatrist him- or herself is not taken into consideration. Instead, the patient is viewed in isolation, outside of his or her context in relation to others and the world -- including the context in which the patient and psychiatrist are involved in an "interexperience." In a very real sense, the psychiatrist labels the patient insane (i.e., psychotic, delusional) because the psychiatrist cannot understand the patient. As Laing pointed out in an interview: the psychiatrist will "never diagnose anyone who they felt was essentially the same as them as schizophrenic" (Kirsner, 1996, p. 59).
However, Laing has also made it clear that someone is truly existentially mad if their identity is constructed in such a way that they become radically detached from other people's experience of them (Burston, 1996, p. 185). From this perspective, Laing appears to have a similar understanding to van den Berg's association of insanity and loneliness (van den Berg, 1972, p. 105). In his or her detachment from the experience of others, the individual is profoundly alone -- whether or not the individual is in close proximity to others.
Although Laing's psychology differs from his in many ways, Laing's criteria for insanity reveals affinities to Szasz (1994). In Szasz' analysis, the mental patient, as an "Unwanted Other," is always seen as suffering from a "disease" when they are exhibiting "bad behavior," whereas, as long as the person displays "good behavior," they are understood as "free agents" (Szasz, 1994, p. 108). As in Szasz' analysis of "bad behavior" as "disease," the medical model views the insane person as a victim of neurological impairment which causes maladaptive behavior. Laing argues that psychotic disorder may involve existential, spiritual, or social crises as much as brain mechanisms (Burston, 1996, p. 167).
For Laing, the psychiatrist must reach an understanding of the patient's experience as existential truth through empathy/sympathy in order to maintain the sense in which the patient is free in his or her choices (Laing, 1960, p. 61). As soon as the mental patient becomes inspected according to the "closer look," his or her freedom is denied as his or her behavior is understood as caused by mechanical processes in the brain (or various other types of "it-processes"). In the language of Buber, the psychiatrist must engage the patient as I-Thou rather than in an I-It relationship. It is only then that the patient may be engaged directly in a reciprocal, open and personalized involvement as opposed to a relatedness which seeks instead to study, measure or manipulate the person as governed by causal forces.
In contrast to the medical model, Laing's approach allows him to "wave across the abyss" in order to see the patient as a human being and, thereby, understand him or her. In The Divided Self, Laing's description of the ontologically insecure (schizoid) person as a "disembodied self" serves as a fine example of Laing's sincere attempt to understand the schizoid patient as the patient experiences him- or herself. In his analysis, Laing practices what he has preached.
In my interpretation of Schreber's case, I am deeply indebted to Laing, for I tried to approach Schreber's memoirs in the way Laing approaches his patients. I attempted to "wave accross the abyss" to understand the world of Schreber as a religious man, rather than as a mere madman. The main "abyss," I found, was language; an "abyss" which Schreber himself was well aware of. From the beginning, Schreber admits to a difficulty in translating his experiences to language, as well as the irrefutability of all that he presents, in the memoirs:
I cannot of course
count upon being fully understood because
these things
are dealt with which cannot be expressed in human
language; they
exceed human understanding. Nor can I maintain that
everything
is irrefutably certain even for me: much remains only
presumption
and probability. After all I too am only a human being and
therefore limited
by the confines of human understanding; but one thing
I am certain
of, namely that I have come infinitely closer to the truth
than human beings
who have not received divine revelation. (Schreber,
1903, p. 41).
In turn, Schreber warns the reader that, in order to make his "supernatural" experiences comprehensible, he must use "images and similes, which may at times perhaps be only approximately correct" (p. 41). Throughout the memoirs, Schreber points to Biblical texts and natural science to support the "evidence" of his "supernatural" experiences, often amending current theories and beliefs according to his own experiences.
Schreber was indeed alone. In countless examples, Schreber showed how the attendants in his various asylums refused to listen to him. At one point, as he gazed at the stars to find his God, the attendants forced Schreber into further solitude by boarding up his windows. Schreber, taking his own journey to Cader Idris, was given no direction back home. He was not mirrored by the presence of the other who, by listening to him, could aid him in his return. Although clothed and fed, Schreber lacked a fully present other to help him rediscover his "interexperience" with an Other.
Interestingly, Schreber began his recovery from psychosis with a visit from his wife: the first person in years who, with her love, gave Schreber the presence of the Other he needed to make his return to conventional reality. In the memoirs, Schreber's recovery is preceded by a visit from Schreber's wife, who brought him a poem she had written, ending with the verse: "Then comes to you a faithful guest/God's still and silent peace" (p. 116). Schreber interpreted the words "God's peace" as "the expression used in the basic language for sleep produced by divine rays," and, for which, Schreber understood his wife to be expressing the words "let me" in the "basic language," meaning: "Let me- you rays that are turning me back - do let me follow the power of attraction of my husband's nerves: I am preparing to dissolve in my husband's body" (p. 116). Schreber, at this point, was no longer alone. Within a year, he had almost fully recovered, and had already begun to write his memoirs, as well as to fight for his right to freedom.
Schreber's experience is echoed by the legend of Merlin, known as 'Wyllt' (the Wild) in early Welsh literature (Freeman, 1998). Merlin, according to this legend, was a king who went mad after viewing the horrors of battle. He ran off into the wild, where he isolated himself from his community. Upon drinking from a healing spring, Merlin recovered his sanity. In praise of God for a return to peace, he prayed:
I was taken out
of my true self, I was as a spirit and knew the history of people long
past
and could foretell
the future. I knew then the secrets of nature, bird flight, star
wanderings,
and the way
fish glide. This distressed me and, by a hard law, deprived me of the rest
that is
natural to the
human mind. Now I am myself again, and I feel strong in me that life with
which
my spirit had
always filled my limbs. (Clarke, 1979).
Schreber and Merlin ('Wyllt') both experience their madness as an alienation from self and from others. Rather than an affirmation of life and one's existence as an embodied human being in the world with others, madness, in these two cases, consists of a destructive power which disavowals life and leads to an experience of terror and loneliness. In the language of Laing (1960), their madness lacks the joy of liberation due to the "ontological insecurity" which accompanies their break with convention.
MADNESS AS "ONTOLOGICAL INSECURITY"
According to Laing, the person who is ontologically secure is centered in his or her own body in which he or she understands themselves as "real," "alive," "whole," "substantial," and, "in a temporal sense, as a continuous person" (Laing, 1960, p. 41). In contrast, the ontologically insecure person may feel "more unreal than real" and/or "more dead than alive" and experience themselves as lacking a sense of themselves as substantial and/or constant (Laing, 1960, p. 42). Whereas the ontologically secure person feels at one or in synch with their body, the ontologically insecure person may feel separated from their body to a certain extent. Further, while the ontologically secure person never questions their sense of identity and autonomy, the ontologically insecure person does so constantly.
Unlike the ontologically secure person, the individual who is ontologically insecure has difficulty experiencing the world as "real," "alive," "whole," and continuous, as well. In turn, he or she feels disconnected from the world and others. In the experience of the ontologically insecure, the world and others thereby serve as a constant threat (Laing, 1960, p. 42).
Laing describes three forms of anxiety encountered by the ontologically insecure person: 1) Engulfment, 2) implosion, and 3) petrification and depersonalization. Since the ontologically insecure person lacks a sense of autonomy, he or she dreads relating to others in fear that his or her identity will be lost as it is engulfed by the other. In an effort to preserve his or her identity, he or she seeks isolation. In his or her isolation, the person begins to feel a sense of emptiness. In turn, reality takes on an implosive quality in that it threatens to cave in on the vacuum his or her impoverished experience has become (Laing, 1960, pp. 43-46).
Petrification can be understood according to three different meanings. Petrification can mean: 1) a "form of terror" experienced by a person, 2) the dread of being subjected to such "terror" in which the person becomes an "it" without subjectivity, or 3) the endeavor to turn someone else into such an "it" to prevent them from doing the same to oneself (Laing, 1960, p. 46).
Depersonalization is the technique used in which one depersonalizes someone who has become, as Laing puts it: "too tiresome or disturbing" (Laing, 1960, p. 46). Such depersonalization is not necessarily "abnormal" in itself since all people do this to a certain degree. However, in the case of the ontologically insecure, such depersonalization of others is substantially more pervasive (Laing, 1960, p. 47).
As subjected to these three forms of anxiety, the ontologically insecure person finds themselves constantly torn between the experience of either complete isolation from others or complete merging of identity with others. In reaction to this dilemma -- in which the person feels their autonomy and identity are constantly threatened -- the person creates an existence in which they become "disembodied." Their "true self" becomes differentiated from their body and outward behavior ("false self") as this self "looks" upon his or her own actions as if they belonged to someone else.
The ontologically insecure person who experiences themselves as "disembodied" becomes engaged in a vicious circle. They need to be with others in order to fill up the vacuum of their isolated experience, yet they see others as a threat. The alternative becomes the presentation of a "false self" to others which is identified with his or her body and behavior. In turn, the "true self," as identified with "mental activity," engages in what Laing describes as: a "pseudo-interpersonal self-relationship" whereby he or she "treats the false selves as though they were other people whom it depersonalizes" (Laing, 1960, pp. 73-74).
Through this process, the person attempts to achieve omnipotence by engaging in the freedoms of his or her fantasy world. In time, the disembodied person realizes this is an impossible task. Eventually, the world of fantasy becomes unable to sustain itself since it is, as Laing describes: "unable to be enriched by outer experience" (Laing, 1960, p. 75). The experience of the person's "false self system" begins to deteriorate and becomes impoverished.
According to van den Berg: "Even by saying that he has a body (as opposed to being a body), a person withdraws himself to a certain extent from existence" (van den Berg, 1972, p. 50, italics added).
As Laing points out, even the "normal" person sometimes experiences their actions as that of a "false self." Typically, human beings may sometimes view their actions as mechanical. However, under these circumstances, the "false self" does not begin to take on a life of their own to the point of blocking all spontaneity. Similarly, the "false self" of the hysteric may be differentiated from the "false self" of the schizoid. In the case of the hysteric, the "false self" is similar to Sartre's (1956) concept of "bad faith" in which the person disassociates him- or herself from his or her actions. In contrast, the schizoid develops a "false self" in order to uphold "outward compliance" with the real or imagined expectations of others while simultaneously maintaining an "inner withholding of compliance" (Laing, 1960, pp. 94-99).
Laing goes as far as to develop an etiology of psycho